should be made under the Securities and Futures Ordinance (Cap. 571) (the. Ordinance) authorization of prospectuses to the Stock Exchange of Hong Kong (SEHK) through the under section 104 of the Ordinance, on or before the date on Monthly Return for Collective Investment Scheme listed under Chapter 20 of the the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong)) authorized as a collective investment scheme under section. 104 of the Securities and Futures Ordinance (Cap. 571); or. (ii) a person chargeable to “Mutual fund” and “unit trust” are defined in section 26A(2) as follows -. (a) “mutual outside Hong Kong and a person chargeable to Profits Tax in respect of any other similar 30 Oct 2019 Companies Registry - The Government of the Hong Kong Special Administrative Region - under Part IVA of the Securities and Futures Ordinance (Chapter 571) , the Securities and B. Specified forms for use under the Securities and Futures (Open-ended [Section 68(2) & (4), 98(2) & (3) & 104(3) & (4)]
Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance
To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market.
A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF
30 Oct 2019 Companies Registry - The Government of the Hong Kong Special Administrative Region - under Part IVA of the Securities and Futures Ordinance (Chapter 571) , the Securities and B. Specified forms for use under the Securities and Futures (Open-ended [Section 68(2) & (4), 98(2) & (3) & 104(3) & (4)] 19 Jul 2018 Securities and Futures (Professional Investor) Rules (Cap. 571D) Kong or in a place outside Hong Kong, has been submitted to a i. is a collective investment scheme authorized under section 104 of this Ordinance; or. The Consultation Paper is part of the SFC's strategy to strengthen Hong Kong as an CIS is defined under Schedule 1 of the Securities and Futures Ordinance ( Cap. 571) (“SFO”) to apply to investment products of a collective nature. to retail investors in Hong Kong are authorised and regulated under section 104 of the 26 Sep 2011 Kong Securities and Futures Commission take no responsibility for the under Section 104 of the Securities and Futures Ordinance (Cap. 571). OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION. AND criminal cases under the Securities and Futures Ordinance, Cap. 571. (SFO) and certain 3.2 Section 388 of the SFO provides for the prosecution by the SFC, in its own name, of apply for a review pursuant to section 104 of the Magistrates. Ordinance
SECURITIES AND FUTURES ORDINANCE (Chapter 571) Pursuant to section 399(1) of the Securities and Futures Ordinance, the Securities and Futures Commission publishes the Guidance Note on Position Limits and Large Open Position Reporting Requirements in the Schedule for information. The guidance note shall come into effect on 21 December 2007.
Exemptions granted under section 309(2) of the Securities and Futures Ordinance (Cap. 571) Exemptions granted in respect of corporations issuing securities listed on The Stock Exchange of Hong Kong Limited are set out below.
To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page.
Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. Under Section 309 of the Securities and Futures Ordinance (Cap. 571), the Securities and Futures Commission, after consulting the Financial Secretary, publishes these guidelines for the exemption of listed corporations and other persons from all or any of the provisions of Part XV the Securities and Futures Ordinance The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market. A Hong Kong umbrella unit trust authorised under Section 104 of the Securities and Futures Ordinance (Cap. 571) of the laws of Hong Kong) iShares MSCI Asia APEX Mid Cap Index ETF (Stock Code: 3032) (the “APEX Mid Cap ETF”) iShares MSCI Asia APEX Small Cap Index ETF